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Self-regulatory organization
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#	Item
371	Flnra Financial Industry Regulatory Authority November 22, 2013 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-11-25 12:10:20 Financial Industry Regulatory Authority Financial system Securities Exchange Act U.S. Securities and Exchange Commission Self-regulatory organization Security Securities and Exchange Commission Form 20-F United States securities law Financial regulation Government
372	OMB APPROVAL Number: [removed]iEstimated average burden hours per response[removed] ,OMB Add to Reading List Source URL: www.nfa.futures.org Language: English - Date: 2014-04-09 15:47:19 Securities Exchange Act U.S. Securities and Exchange Commission Self-regulatory organization Futures contract Financial system Financial economics Financial regulation United States securities law 73rd United States Congress United States Securities and Exchange Commission
373	CIN OF LOSANGELES CALIFORNIA BOARD OF ADMINISTRATION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-06-06 14:53:18 Corporate crime U.S. Securities and Exchange Commission Self-regulatory organization Securities Exchange Act Securities and Exchange Commission Securities regulation in the United States Government Financial system United States securities law Financial regulation United States Securities and Exchange Commission
374	Session Four: The Fiduciary Obligations of Financial Advisors Add to Reading List Source URL: www.treasurer.ca.gov Language: English - Date: 2014-08-03 11:31:27 Fiduciary Financial adviser Self-regulatory organization Duty of loyalty 9 Law Municipal Securities Rulemaking Board Finance
375	OMB APPROVAL OMB Number: [removed]rEstimated average burden hours per response[removed] Add to Reading List Source URL: www.nfa.futures.org Language: English - Date: 2014-04-09 15:46:24 Financial regulation Government United States administrative law Securities Exchange Act Commodity Futures Trading Commission Securities regulation in the United States Self-regulatory organization U.S. Securities and Exchange Commission Federal Register United States securities law 73rd United States Congress United States Securities and Exchange Commission
376	POUR PUBLICATION IMMDIATE Add to Reading List Source URL: www.lautorite.qc.ca Language: English - Date: 2012-01-01 19:33:58 Law Canadian securities regulation Government Canada Securities Commission United States securities law Autorité des marchés financiers Financial regulation Self-regulatory organization
377	FREQUENTLY ASKED QUESTIONS ABOUT GASB AND THE PV 1. What is the Governmental Accounting Standards Board (GASB)? GASB (―Gazzbee‖) is an independent organization – not a governmental entity --that establishes standar Add to Reading List Source URL: www.nctr.org Language: English - Date: 2013-02-19 13:08:00 Financial statements Self-regulatory organizations United States Generally Accepted Accounting Principles Governmental Accounting Standards Board Generally Accepted Accounting Principles GASB 45 Government financial statements Financial Accounting Foundation Governmental accounting Accountancy Finance Business
378	Applicable toward CPD Requirement September 9 & 10, 2014, Ottawa Two-Day Event! 5th Mini-LLB Add to Reading List Source URL: www.federatedpress.com Language: English - Date: 2014-08-14 14:25:14 Investment Industry Regulatory Organization of Canada Natural justice Law Administrative law Self-regulatory organizations
379	SEC-57 SYSTEM NAME: International Program Oversight Database (International – POD) SYSTEM LOCATION: Office of International Affairs, Securities and Exchange Commission, 100 F Street, NE, Washington, DC 20549. Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2009-10-02 15:22:00 Security Self-regulatory organization Securities regulation in the United States Securities and Exchange Commission Financial system Government Financial economics United States corporate law Christopher Cox Financial regulation Corporate crime U.S. Securities and Exchange Commission
380	[removed]Federal Register / Vol. 79, No[removed]Friday, August 22, [removed]Notices Agreements in the Mail Classification Schedule’s Competitive Products List. Add to Reading List Source URL: docs.regulations.justia.com Language: English - Date: 2014-08-22 05:30:40 Securities Exchange Act Financial regulation Economy of the United States United States U.S. Securities and Exchange Commission Self-regulatory organization New York Stock Exchange Chicago Stock Exchange SEC filing United States securities law 73rd United States Congress United States Securities and Exchange Commission

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